Wahlers Scott R. 4
4 · Compass, Inc. · Filed Jun 17, 2026
Research Summary
AI-generated summary of this filing
Compass (COMP) CFO Scott R. Wahlers Receives RSU Shares, Withholds for Taxes
What Happened
Scott R. Wahlers, Chief Financial Officer of Compass, had restricted stock units (RSUs) convert into common shares on June 15, 2026. The filing shows a conversion/settlement resulting in 47,466 shares issued (derivative exercise/conversion). To satisfy tax withholding, 24,233 of those shares were withheld by the issuer at $8.59 per share (totaling approximately $208,161). The report also records two additional conversion/disposition line items of 27,671 and 19,795 shares (derivative entries recorded at $0.00), which the filing treats as related RSU conversions or settlements.
Key Details
- Transaction date(s): June 15, 2026; Form 4 filed June 17, 2026 (appears timely).
- Reported entries: conversion/exercise of derivative securities (code M) and tax-withholding disposition (code F).
- Shares issued (conversion): 47,466 shares at $0.00 (RSU settlement).
- Shares withheld for taxes: 24,233 shares at $8.59/share; cash value reported ≈ $208,161.
- Other derivative entries: disposals of 27,671 and 19,795 shares recorded at $0.00 (treated as RSU conversions/settlements in the filing).
- Shares owned after transaction: Not specified in the provided filing extract.
- Footnotes: F1–F4 indicate these were RSUs convertible to one share each, withheld shares satisfied tax obligations, and detail the multi-date vesting schedule for the awards.
Context
- M = exercise/conversion of a derivative security (here, RSU settlement); F = shares withheld to satisfy tax withholding.
- This appears to be routine RSU vesting and a cashless/net settlement for taxes (shares withheld rather than a separate cash payment).
- The transactions are award/settlement activity rather than an open-market buy or sell; such activity reflects compensation vesting, not a market purchase or voluntary sale.
Insider Transaction Report
- Exercise/Conversion
Class A Common Stock
[F1]2026-06-15+47,466→ 342,645 total - Tax Payment
Class A Common Stock
[F2]2026-06-15$8.59/sh−24,233$208,161→ 318,412 total - Exercise/Conversion
Restricted Stock Unit (RSU)
[F1][F3]2026-06-15−27,671→ 239,817 total→ Class A Common Stock (27,671 underlying) - Exercise/Conversion
Restricted Stock Unit (RSU)
[F1][F4]2026-06-15−19,795→ 250,741 total→ Class A Common Stock (19,795 underlying)
Footnotes (4)
- [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- [F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- [F3]The RSUs vest as to 36,895 shares on March 15, 2026; 27,671 shares on each of June 15, 2026 and September 15, 2026; 27,672 shares on December 15, 2026; 23,243 shares on March 15, 2027; 23,244 shares on each of June 15, 2027, September 15, 2027, and December 15, 2027; 15,864 shares on March 15, 2028; and 15,865 shares on each of June 15, 2028, September 15, 2028, and December 15, 2028; and 7,010 shares on each of March 15, 2029, June 15, 2029, September 15, 2029, and December 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- [F4]The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.