KESSLER IRVIN R 4
4 · Silver Bay Realty Trust Corp. · Filed May 21, 2013
Insider Transaction Report
Form 4
KESSLER IRVIN R
Director
Transactions
- Purchase
Common stock, par value $0.01 per share
2013-05-21$18.04/sh+54,623$985,399→ 270,377 total(indirect: Owned by Provident Premier Master Fund LTD)
Holdings
- 719,671(indirect: By LLC)
Common stock, par value $0.01 per share
- 462,604(indirect: By Partnership)
Common stock, par value $0.01 per share
- 229(indirect: By LLC)
Common stock, par value $0.01 per share
- 715,914(indirect: By LLC)
Common stock, par value $0.01 per share
Footnotes (5)
- [F1]These securities are owned directly by Provident Premier Master Fund Ltd. (the "Fund") for which Deephaven, Inc. ("Deephaven") serves as the investment manager. Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]These securities are owned directly by Provident Real Estate Advisors LLC (the "Provident Fund"), which is owned by Deephaven for which Mr. Kessler is the sole owner, director and Chief Executive Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Provident Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]These securities are owned directly by Provident Real Estate Opportunity Fund LLC (the "Opportunity Fund") for which Mr. Kessler is the sole member. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Opportunity Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]These securities are owned directly by Walleye Trading LLC ("Walleye") for which Mr. Kessler is the Chief Operating Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by Walleye other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.