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4//SEC Filing

CIFC Corp. 4

Accession 0001564378-14-000006

CIK 0001313918operating

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 9:04 PM ET

Size

7.6 KB

Accession

0001564378-14-000006

Insider Transaction Report

Form 4
Period: 2014-12-21
Agarwal Rahul N
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-12-21+3,7507,500 total
  • Exercise/Conversion

    Performance Shares

    2014-12-213,7507,500 total
    Exp: 2016-12-21Common Stock (3,750 underlying)
Footnotes (2)
  • [F1]As previously reported, on October 9, 2013, the Reporting Person was granted 15,000 Performance Shares, 3,750 of which vested on December 21, 2014. Each Performance Share awarded to the Reporting Person represents the right to receive one share of the Issuer's common stock, as specified in the Restricted Stock Unit Agreement between the Issuer and the Reporting Person. The vested Performance Shares were settled by the issuance to the Reporting Person of 3,750 shares of common stock.
  • [F2]The Performance Shares vest ratably over a four-year period, with 3,750 units vesting on December 21, 2013, 3,750 shares vesting on December 21, 2014, 3,750 vesting on December 21, 2015, and 3,750 vesting on December 21, 2016, subject to the Reporting Person's continued employment with the Issuer.

Issuer

CIFC Corp.

CIK 0001313918

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001313918

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 9:04 PM ET
Size
7.6 KB