Clark Bernard J. 4

4 · SCHWAB CHARLES CORP · Filed May 30, 2024

Form 4

Period: 2024-05-28

Executive Vice President - Adv

Transactions

Exercise/Conversion
Nonqualified Stock Option (right to buy)
2024-05-28−28,670→ 0 total
Exercise: $42.99Exp: 2027-03-01→ Common Stock (28,670 underlying)
Exercise/Conversion
Common Stock
2024-05-28$42.99/sh+28,670$1,232,523→ 0 total
Sale
Common Stock
2024-05-28$70.91/sh−74,615$5,290,718→ 124,481.945 total(indirect: By Trust)
Sale
Common Stock
2024-05-28$71.88/sh−2,816$202,428→ 121,665.945 total(indirect: By Trust)

Holdings

Footnotes (6)

[F1]Reflects the contribution of 28,670 shares received upon exercise of the option to a trust.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024.
[F3]This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]This information is based on a plan statement as of March 31, 2024.
[F6]The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file