Tu James 4
4 · ENERGY FOCUS, INC/DE · Filed Aug 18, 2021
Insider Transaction Report
Form 4
Tu James
Director
Transactions
- Purchase
Common Stock
2021-08-16$2.70/sh+5,000$13,500→ 249,851 total
Footnotes (1)
- [F1]Mr. Tu directly owns 5,000 shares and has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. ("Global Fund") and 184,851 shares of common stock held by Fusion Park LLC ("Fusion Park"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu.