4//SEC Filing
Cage Jeremy S.M. 4
Accession 0001565761-13-000002
CIK 0000866970other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:23 PM ET
Size
8.2 KB
Accession
0001565761-13-000002
Insider Transaction Report
Form 4
Cage Jeremy S.M.
Chief Executive Officer
Transactions
- Award
Options (Right to Buy)
2013-01-02+4,500,000→ 4,500,000 totalExercise: $0.64From: 2014-01-02Exp: 2023-01-02→ Common Stock (4,500,000 underlying) - Award
Common Stock
2013-01-02+500,000→ 500,000 total
Footnotes (3)
- [F1]On January 2, 2013, the Issuer awarded Mr. Cage 500,000 restricted shares of the Issuer's common stock. These restricted shares were awarded purusant to the Issuer's 2012 Amended and Restated Equity Based Compensation Plan, and shall vest in full upon the fourth anniversary of the grant date, provided that Mr. Cage remains employed by the Issuer through such date.
- [F2]These restricted shares were awarded by the Issuer to Mr. Cage.
- [F3]The Issuer awarded options to Mr. Cage to purchase up to an aggregate of 4,500,000 shares of the Issuer's common stock, pursuant to the Issuer's 2012 Amended and Restated Equity Based Compensation Plan. Of these options,625,000 are Incentive Stock Options and 3,875,000 are Non-Qualified Options. The options vest as follows: 25% on each of the first four anniversaries of the grant date, provided that Mr. Cage remain employed by the Issuer as of each such date.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001565761
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 8:23 PM ET
- Size
- 8.2 KB