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4//SEC Filing

Advanced Emissions Solutions, Inc. 4

Accession 0001566239-16-000005

$ARQCIK 0001515156operating

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 6:49 PM ET

Size

8.7 KB

Accession

0001566239-16-000005

Insider Transaction Report

Form 4
Period: 2016-01-01
MATTISON GRAHAM O
VP Investor Relations
Transactions
  • Tax Payment

    Common Stock

    2016-01-01$7.07/sh387$2,73614,253 total
  • Tax Payment

    Common Stock

    2016-01-02$7.07/sh451$3,18913,525 total
  • Tax Payment

    Common Stock

    2016-01-02$7.07/sh277$1,95813,976 total
Footnotes (5)
  • [F1]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,039 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2013 Long Term Incentive Plan.
  • [F2]The share price used is the average of the high bid and low ask stock prices on the relevant date, calculated in accordance with the provisions of the 2007 Plan.
  • [F3]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 744 shares issued under the 2007 Plan pursuant to the 2014 Long Term Incentive Plan.
  • [F4]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,212 shares issued under the 2007 Plan pursuant to the 2015 Long Term Incentive Plan.
  • [F5]Of the amount shown, 3,172 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).

Issuer

Advanced Emissions Solutions, Inc.

CIK 0001515156

Entity typeoperating

Related Parties

1
  • filerCIK 0001515156

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:49 PM ET
Size
8.7 KB