SCHWARTZ HARVEY M 4

What Happened Harvey M. Schwartz, CEO of Carlyle Group Inc. (CG), had 134,812 shares of common stock withheld by the company to satisfy tax withholding obligations related to the vesting of previously reported restricted stock units (RSUs). The per-share value for the withholding was $54.49, for a total value of approximately $7,345,906. This was a withholding-for-taxes transaction (reported as code F), not an open-market sale by the reporting person.

Key Details

• Transaction date: 2026-02-14; Filing date: 2026-02-17.
• Withheld shares: 134,812 at $54.49 per share — total value ≈ $7,345,906.
• Transaction type: Tax withholding on RSU vesting (Form 4 code F). No shares were sold by the insider (per footnote).
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnote: Issuer withheld shares to pay taxes resulting from the vesting of a previously reported RSU award.

Context Tax-withholding transactions on vested RSUs are routine and reported as dispositions because shares are retained by the issuer to cover taxes; they do not reflect an open-market sale or necessarily signal a change in the insider’s view of the company. For investors, purchases often carry more weight as signals than tax-withholding disposals.