Home/Filings/4/0001566598-14-000005
4//SEC Filing

DCB FINANCIAL CORP 4

Accession 0001566598-14-000005

CIK 0001025877operating

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 10:07 AM ET

Size

10.4 KB

Accession

0001566598-14-000005

Insider Transaction Report

Form 4
Period: 2014-06-30
Lossing Roger Alan
SVP Wealth Management
Transactions
  • Purchase

    DCB Financial Corp Common Stock

    2014-06-30$7.42/sh+500$3,710500 total(indirect: By Trust)
  • Purchase

    DCB Financial Corp Common Stock

    2014-06-30$7.49/sh+4,500$33,7055,000 total(indirect: By Trust)
Holdings
  • DCB Financial Corp Common Stock

    (indirect: See Note 2.)
    10,000
  • DCB Financial Corp Common Stock

    (indirect: By 401(k))
    1,125.63
  • DCB Financial Corp Common Stock

    (indirect: By IRA)
    35,003
  • DCBF Employee Stock Options-Calls

    Exercise: $4.50From: 2013-12-31Exp: 2022-12-20DCB Financial Corp Common Stock (3,222 underlying)
    3,222
Footnotes (3)
  • [F1]Shares purchased under the Frank H. Lossing Irrevocable Family Trust. Filer is trustee and can direct the voting of the shares. Filer is also a 33.33 remainder beneficiary of the trust.
  • [F2]Shares purchased by Bexley Park Financial Partnership. Filer is the general partner for Bexley Park Financial Partnership and controls the voting and disposition of the shares. Filer is also a .003 percentage owner in the partnership.
  • [F3]The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.

Issuer

DCB FINANCIAL CORP

CIK 0001025877

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0001025877

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 10:07 AM ET
Size
10.4 KB