Vazquez Adrian 4

4 · Apollo Medical Holdings, Inc. · Filed Aug 28, 2018

Form 4

Period: 2018-08-24

Chief Medical Officer10% Owner

Transactions

Exercise/Conversion
Stock Option (right to buy)
2018-08-24+30,000→ 33,400 total
Exercise: $1.50From: 2010-12-09Exp: 2020-12-08→ Common Stock (30,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-08-24+18,574→ 4,826 total
Exercise: $6.37From: 2016-09-14Exp: 2021-02-14→ Common Stock (18,574 underlying)
Exercise/Conversion
Common Stock
2018-08-24$10.00/sh+10,000$100,000→ 952,338 total
Exercise/Conversion
Common Stock
2018-08-24$6.37/sh+18,574$118,316→ 970,912 total
Exercise/Conversion
Common Stock
2018-08-24$1.50/sh+30,000$45,000→ 942,338 total
Exercise/Conversion
Stock Option (right to buy)
2018-08-24+10,000→ 23,400 total
Exercise: $10.00From: 2014-07-10Exp: 2024-07-10→ Common Stock (10,000 underlying)

Footnotes (3)

[F1]One third (1/3) of the shares subject to the option vested on December 9, 2010, December 9, 2011 and December 9, 2012, respectively.
[F2]One thirty-sixth (1/36) of the shares subject to the option vested on July 10, 2014 and on each monthly anniversary of July 10, 2014, respectively.
[F3]The option was approved by the Issuer's Compensation Committee on February 15, 2016, subject to shareholder approval of the plan under which the option was granted. The Issuer's stockholders approved the plan on September 14, 2016. The option vested as to 15,584 shares on February 15, 2016 and the balance of the shares subject to the option vested at a rate of approximately 651 shares per month commencing on March 15, 2016.

Documents

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