4//SEC Filing
ISAACS STEPHEN T 4
Accession 0001567619-18-002236
CIK 0001435049other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 7:42 PM ET
Size
15.3 KB
Accession
0001567619-18-002236
Insider Transaction Report
Form 4
ISAACS STEPHEN T
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2018-09-06$7.92/sh−46,987$372,024→ 205,746 total - Sale
Common Stock
2018-09-05$7.90/sh−15,585$123,134→ 205,746 total - Exercise/Conversion
Stock Option (right to buy)
2018-09-05−15,585→ 810,894 totalExercise: $1.00Exp: 2024-07-30→ Common Stock (15,585 underlying) - Exercise/Conversion
Stock Option (right to buy)
2018-09-06−46,987→ 763,907 totalExercise: $1.00Exp: 2024-07-30→ Common Stock (46,987 underlying) - Exercise/Conversion
Common Stock
2018-09-05$1.00/sh+15,585$15,585→ 221,331 total - Exercise/Conversion
Common Stock
2018-09-06$1.00/sh+46,987$46,987→ 252,733 total
Holdings
- 8,932(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The shares subject to the Option are fully vested and exercisable.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F5]The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
Documents
Issuer
ADURO BIOTECH, INC.
CIK 0001435049
Entity typeother
Related Parties
1- filerCIK 0001193201
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 7:42 PM ET
- Size
- 15.3 KB