4//SEC Filing
Jain Priya 4
Accession 0001567619-18-002844
CIK 0001535379other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 6:34 PM ET
Size
17.9 KB
Accession
0001567619-18-002844
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Jain Priya
Controller/PrincipalAcctg.Ofcr
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-09-15−2,312→ 25,438 totalExercise: $0.00→ Common Stock (2,312 underlying) - Tax Payment
Common Stock
2018-09-15$18.57/sh−1,471$27,316→ 11,521 total - Exercise/Conversion
Restricted Stock Units
2018-09-15−1,187→ 15,438 totalExercise: $0.00→ Common Stock (1,187 underlying) - Exercise/Conversion
Common Stock
2018-09-15+1,187→ 9,930 total - Exercise/Conversion
Common Stock
2018-09-15+2,312→ 12,242 total - Exercise/Conversion
Common Stock
2018-09-15+750→ 12,992 total - Exercise/Conversion
Restricted Stock Units
2018-09-15−750→ 10,500 totalExercise: $0.00→ Common Stock (750 underlying)
Footnotes (9)
- [F1]Vesting and release of restricted stock units ("RSUs") granted to the reporting person on December 11, 2017.
- [F2]Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on June 21, 2018.
- [F3]Vesting and release of RSUs granted to the reporting person on May 30, 2017.
- [F4]Vesting and release of RSUs granted to the reporting person on January 26, 2018.
- [F5]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F6]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F7]1/16th of the total number of RSUs will vest on March 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- [F8]1/4th of the total number of RSUs will vest on June 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- [F9]1/16th of the total number of RSUs will vest on June 15, 2018, and thereafter shall vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001679684
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 6:34 PM ET
- Size
- 17.9 KB