Olson Michael 4

Accession 0001567619-18-002845

CIK 0001535379other

View on SEC.gov Company Profile

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 6:35 PM ET

Size

22.4 KB

Accession

0001567619-18-002845

Insider Transaction Report

Form 4

Period: 2018-09-15

Cloudera, Inc.CLDR

Olson Michael

Chief Strategy Officer

Transactions

Exercise/Conversion
Common Stock
2018-09-15+9,063→ 29,272 total
Exercise/Conversion
Restricted Stock Units
2018-09-15−11,875→ 11,875 total
Exercise: $0.00→ Common Stock (11,875 underlying)
Exercise/Conversion
Restricted Stock Units
2018-09-15−6,250→ 87,500 total
Exercise: $0.00→ Common Stock (6,250 underlying)
Exercise/Conversion
Common Stock
2018-09-15+11,875→ 11,875 total
Exercise/Conversion
Common Stock
2018-09-15+8,334→ 20,209 total
Exercise/Conversion
Restricted Stock Units
2018-09-15−8,334→ 50,000 total
Exercise: $0.00→ Common Stock (8,334 underlying)
Exercise/Conversion
Common Stock
2018-09-15+6,250→ 35,522 total
Tax Payment
Common Stock
2018-09-15$18.57/sh−17,613$327,073→ 17,909 total
Exercise/Conversion
Restricted Stock Units
2018-09-15−9,063→ 90,625 total
Exercise: $0.00→ Common Stock (9,063 underlying)

Holdings

Common Stock
(indirect: By Trust)
2,484,367

Footnotes (10)

[F1]Vesting and release of restricted stock units ("RSUs") granted to the reporting person on March 15, 2017.
[F10]The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
[F2]Vesting and release of RSUs granted to the reporting person on June 15, 2017.
[F3]Vesting and release of RSUs granted to the reporting person on March 23, 2018.
[F4]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
[F5]Shares directly held by the Michael and Teresa Olson Revocable Trust dated May 24, 2001, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
[F6]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
[F7]The RSUs vested as to 1/8th of the total number of shares on March 15, 2017 and thereafter vested or will continue to vest as to 1/8th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
[F8]The RSUs vested as to 1/12th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/12th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
[F9]The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Cloudera, Inc.

CIK 0001535379

→

Entity typeother

Related Parties

filerCIK 0001704325

Filing Metadata

Form type: 4
Filed: Sep 17, 8:00 PM ET
Accepted: Sep 18, 6:35 PM ET
Size: 22.4 KB

View on SEC.gov