4/A//SEC Filing
ISZO CAPITAL MANAGEMENT LP 4/A
Accession 0001567619-18-002942
CIK 0000020639other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:28 PM ET
Size
14.6 KB
Accession
0001567619-18-002942
Insider Transaction Report
Form 4/AAmended
AMBASE CORPABCP
ISZO CAPITAL GP LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-05-01$0.50/sh+75,000$37,500→ 9,971,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-02$0.52/sh+131,500$68,380→ 10,102,951 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-04-30$0.45/sh+200,500$90,225→ 9,896,451 total(indirect: By IsZo Capital LP)
ISZO CAPITAL MANAGEMENT LP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-04-30$0.45/sh+200,500$90,225→ 9,896,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-01$0.50/sh+75,000$37,500→ 9,971,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-02$0.52/sh+131,500$68,380→ 10,102,951 total(indirect: By IsZo Capital LP)
ISZO CAPITAL LP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-04-30$0.45/sh+200,500$90,225→ 9,896,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-01$0.50/sh+75,000$37,500→ 9,971,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-02$0.52/sh+131,500$68,380→ 10,102,951 total(indirect: By IsZo Capital LP)
SHEEHY BRIAN L.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-04-30$0.45/sh+200,500$90,225→ 9,896,451 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-02$0.52/sh+131,500$68,380→ 10,102,951 total(indirect: By IsZo Capital LP) - Purchase
Common Stock, $0.01 par value
2018-05-01$0.50/sh+75,000$37,500→ 9,971,451 total(indirect: By IsZo Capital LP)
Footnotes (3)
- [F1]This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
- [F2]Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- [F3]Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
Documents
Issuer
AMBASE CORP
CIK 0000020639
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001607925
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 4:28 PM ET
- Size
- 14.6 KB