Mancini Remo 4
4 · Riot Blockchain, Inc. · Filed Sep 24, 2018
Insider Transaction Report
Form 4
Mancini Remo
Director
Transactions
- Exercise/Conversion
Common Stock
2018-09-20+24,000→ 76,500 total - Exercise/Conversion
Restricted Stock Unit
2018-09-20+24,000→ 24,000 total→ Common Stock (24,000 underlying)
Footnotes (5)
- [F1]Represents the 24,000 vested Restricted Stock Units ("RSUs") reported in Column 5 of Table I on page one above, convertible into shares of the Issuer's Common Stock on a one-for-one basis pursuant to the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Plan").
- [F2]Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of grant, subject to the restrictions of the Plan.
- [F3]Includes awards of 52,500 RSUs granted on March 21, 2018 and February 23, 2018 in connection with the retention of the Reporting Person as Chairman of the Board of Directors of the Issuer, 100% of which have vested pursuant to the Plan.
- [F4]Not Applicable.
- [F5]Represents only the 24,000 RSUs granted on September 20, 2018 and does not include RSUs previously reported.