4//SEC Filing
BARUCH THOMAS R 4
Accession 0001567619-18-003291
CIK 0001200375other
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 7:42 PM ET
Size
9.1 KB
Accession
0001567619-18-003291
Insider Transaction Report
Form 4
CODEXIS INCCDXS
BARUCH THOMAS R
Director10% Owner
Transactions
- Sale
Common Stock
2018-09-26$19.00/sh−12,500$237,489→ 140,593 total - Sale
Common Stock
2018-09-27$17.78/sh−8,600$152,912→ 131,993 total - Sale
Common Stock
2018-09-27$18.72/sh−3,900$72,992→ 128,093 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.225, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.375, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $19.125, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001005563
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 7:42 PM ET
- Size
- 9.1 KB