SANGSTER GORDON 4
4 · CODEXIS INC · Filed Oct 4, 2018
Insider Transaction Report
Form 4
CODEXIS INCCDXS
SANGSTER GORDON
SVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-10-02$16.76/sh+40,000$670,476→ 174,453 total - Sale
Common Stock
2018-10-02$16.76/sh−40,000$670,476→ 134,453 total - Exercise/Conversion
Common Stock
2018-10-03$17.11/sh+40,000$684,516→ 174,453 total - Sale
Common Stock
2018-10-03$16.74/sh−13,558$227,008→ 160,895 total - Sale
Common Stock
2018-10-03$17.30/sh−26,442$457,507→ 134,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-10-02−40,000→ 75,000 totalExercise: $2.45Exp: 2024-08-18→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-10-03−40,000→ 35,000 totalExercise: $2.45Exp: 2024-08-18→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]The Option is fully vested and exercisable.
- [F2]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.
- [F3]This transaction was executed in multiple trades in prices ranging from $16.46 to $17.00, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]This transaction was executed in multiple trades in prices ranging from $16.52 to $16.995, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F5]This transaction was executed in multiple trades in prices ranging from $17.00 to $17.63, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.