4//SEC Filing
SANGSTER GORDON 4
Accession 0001567619-18-003723
CIK 0001200375other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 6:36 PM ET
Size
16.2 KB
Accession
0001567619-18-003723
Insider Transaction Report
Form 4
CODEXIS INCCDXS
SANGSTER GORDON
SVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-10-02$16.76/sh+40,000$670,476→ 174,453 total - Sale
Common Stock
2018-10-02$16.76/sh−40,000$670,476→ 134,453 total - Exercise/Conversion
Common Stock
2018-10-03$17.11/sh+40,000$684,516→ 174,453 total - Sale
Common Stock
2018-10-03$16.74/sh−13,558$227,008→ 160,895 total - Sale
Common Stock
2018-10-03$17.30/sh−26,442$457,507→ 134,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-10-02−40,000→ 75,000 totalExercise: $2.45Exp: 2024-08-18→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-10-03−40,000→ 35,000 totalExercise: $2.45Exp: 2024-08-18→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]The Option is fully vested and exercisable.
- [F2]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.
- [F3]This transaction was executed in multiple trades in prices ranging from $16.46 to $17.00, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]This transaction was executed in multiple trades in prices ranging from $16.52 to $16.995, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F5]This transaction was executed in multiple trades in prices ranging from $17.00 to $17.63, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001243383
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 6:36 PM ET
- Size
- 16.2 KB