Home/Filings/4/0001567619-18-003822
4//SEC Filing

MARRIOTT DAN 4

Accession 0001567619-18-003822

CIK 0001627475other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 8:04 PM ET

Size

8.0 KB

Accession

0001567619-18-003822

Insider Transaction Report

Form 4
Period: 2018-10-03
MARRIOTT DAN
Director
Transactions
  • Award

    Common Stock

    2018-10-03+1,7501,750 total
  • Award

    Common Stock

    2018-10-03+7,5009,250 total
Holdings
  • Common Stock

    (indirect: Held directly by SG Growth Partners I, L.P.)
    1,289,230
Footnotes (3)
  • [F1]Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
  • [F2]Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.
  • [F3]SGGP I, LLC, the general partner of SG Growth Partners I L.P. ("SG LP"), has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SGGP I, LLC.

Documents

1 file

Issuer

Upwork Inc.

CIK 0001627475

Entity typeother

Related Parties

1
  • filerCIK 0001184242

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 8:04 PM ET
Size
8.0 KB