4//SEC Filing
Held Rory A. 4
Accession 0001567619-18-004083
CIK 0001517401other
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 3:27 PM ET
Size
6.7 KB
Accession
0001567619-18-004083
Insider Transaction Report
Form 4
Peak Resorts IncSKIS
Held Rory A.
Director
Transactions
- Award
Restricted Stock Units
2018-10-10+7,239→ 24,589 total→ Common Stock (7,239 underlying)
Footnotes (4)
- [F1]The restricted stock units ("RSUs") give the reporting person the right to receive (i) the number of shares of common stock underlying the RSUs or (ii) as may be elected by the compensation committee, cash equal to the closing sale price per share of common stock on the trading day immediately prior to the distribution date times the number of shares underlying the RSUs.
- [F2]The RSUs will vest in full one year from the date of grant provided that the reporting person is serving on the board of directors at that time. Vested RSUs will be distributed to the reporting person on the date that is six months after the day the reporting person's service on the board of directors terminates for any reason.
- [F3]Reflects RSUs granted on November 7, 2016, when Mr. Held joined the Issuer's board, on October 4, 2017 and October 10, 2018.
- [F4]Pursuant to an arrangement between Mr. Held, the reporting person, and Summer Road LLC, any compensation that would otherwise be payable to Mr. Held for his services as a director of the Company will be paid directly to Summer Road LLC as his employer. Summer Road LLC provides investment management services to Cap 1 LLC, a Delaware limited liability company; Richard S. Sackler, M.D.; and the Richard and Beth Sackler Foundation, Inc., who filed a Schedule 13D in respect of the Issuer's Common Stock on September 21, 2016, as amended on November 14, 2016 and on July 18, 2017.
Documents
Issuer
Peak Resorts Inc
CIK 0001517401
Entity typeother
Related Parties
1- filerCIK 0001689651
Filing Metadata
- Form type
- 4
- Filed
- Oct 11, 8:00 PM ET
- Accepted
- Oct 12, 3:27 PM ET
- Size
- 6.7 KB