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4//SEC Filing

Tonna Paul Jude 4

Accession 0001567619-18-004780

CIK 0001505497other
View on SEC.govCompany Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 4:26 PM ET

Size

16.4 KB

Accession

0001567619-18-004780

Insider Transaction Report

Form 4
Period: 2018-10-29
BioRestorative Therapies, Inc.BRTX
Tonna Paul Jude
Director
Transactions
  • Award

    Stock Option

    2018-10-29+75,000→ 75,000 total
    Exercise: $1.23Exp: 2028-10-29→ Common Stock (75,000 underlying)
Holdings

  • Common Stock

    36,000

  • Option

    Exercise: $3.73Exp: 2026-06-10→ Common Stock (64,000 underlying)
    64,000

  • Option

    Exercise: $4.70Exp: 2024-10-23→ Common Stock (25,000 underlying)
    25,000

  • Option

    Exercise: $4.70Exp: 2024-06-27→ Common Stock (15,000 underlying)
    15,000

  • Warrant

    Exercise: $4.00From: 2017-03-01Exp: 2022-03-01→ Common Stock (30,000 underlying)
    30,000

  • Warrant

    Exercise: $15.00From: 2014-08-01Exp: 2019-07-11→ Common Stock (1,400 underlying)
    1,400

  • Stock Option

    Exercise: $3.35Exp: 2027-06-23→ Common Stock (125,000 underlying)
    125,000

  • Warrant

    Exercise: $15.00From: 2014-08-01Exp: 2019-07-31→ Common Stock (100 underlying)
    100

  • Option

    Exercise: $4.70Exp: 2025-09-04→ Common Stock (60,000 underlying)
    60,000
Footnotes (7)
  • [F1]The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.
  • [F2]Owned jointly with wife.
  • [F3]The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.
  • [F4]The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
  • [F5]The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.
  • [F6]The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.
  • [F7]The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.

Documents

1 file

Issuer

BioRestorative Therapies, Inc.

CIK 0001505497

→
Entity typeother

Related Parties

1
  • filerCIK 0001612143

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:26 PM ET
Size
16.4 KB
View on SEC.gov