4//SEC Filing
CATELL ROBERT B 4
Accession 0001567619-18-004802
CIK 0001505497other
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 6:15 PM ET
Size
17.1 KB
Accession
0001567619-18-004802
Insider Transaction Report
Form 4
CATELL ROBERT B
Director
Transactions
- Award
Stock Option
2018-10-29+75,000→ 75,000 totalExercise: $1.23Exp: 2028-10-29→ Common Stock (75,000 underlying)
Holdings
- 80,866
Common Stock
- 15,000
Stock Option
Exercise: $3.70Exp: 2026-02-19→ Common Stock (15,000 underlying) - 37,500
Warrant
Exercise: $5.00From: 2016-03-01Exp: 2021-03-01→ Common Stock (37,500 underlying) - 8,000
Warrant
Exercise: $4.00From: 2016-08-05Exp: 2021-08-05→ Common Stock (8,000 underlying) - 15,000
Warrant
Exercise: $4.00From: 2017-03-01Exp: 2022-03-01→ Common Stock (15,000 underlying) - 5,000
Warrant
Exercise: $4.00From: 2017-08-11Exp: 2022-08-11→ Common Stock (5,000 underlying) - 12,500
Warrant
Exercise: $5.00From: 2016-05-18Exp: 2021-05-18→ Common Stock (12,500 underlying) - 29,000
Stock Option
Exercise: $3.73Exp: 2026-06-10→ Common Stock (29,000 underlying) - 10,866
Warrant
Exercise: $4.00From: 2017-02-10Exp: 2022-02-10→ Common Stock (10,866 underlying) - 100,000
Stock Option
Exercise: $3.35Exp: 2027-06-23→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019.
- [F2]The option vests to the extent of 9,667 shares on each of June 10, 2016 and June 10, 2017, and 9,666 shares on June 10, 2018.
- [F3]The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.
- [F4]The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.
Documents
Issuer
BioRestorative Therapies, Inc.
CIK 0001505497
Entity typeother
Related Parties
1- filerCIK 0001195325
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 6:15 PM ET
- Size
- 17.1 KB