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4//SEC Filing

First Eagle Investment Management, LLC 4

Accession 0001567619-18-005067

CIK 0001013238other
View on SEC.govCompany Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 1:52 PM ET

Size

19.0 KB

Accession

0001567619-18-005067

Insider Transaction Report

Form 4
Period: 2018-11-01
ARADIGM CORPARDM
Arnhold & S. Bleichroeder Advisers, LLC
10% Owner
Transactions
  • Other

    9.0% Senior Convertible Notes due 2021

    2018-11-01+141,076→ 3,276,076 total(indirect: See footnotes)
    Exp: 2021-04-30→ Common Stock (27,076 underlying)
First Eagle Value in Biotechnology Master Fund, Ltd.
10% Owner
Transactions
  • Other

    9.0% Senior Convertible Notes due 2021

    2018-11-01+141,076→ 3,276,076 total(indirect: See footnotes)
    Exp: 2021-04-30→ Common Stock (27,076 underlying)
21 APRIL FUND LP
10% OwnerOther
Transactions
  • Other

    9.0% Senior Convertible Notes due 2021

    2018-11-01+141,076→ 3,276,076 total(indirect: See footnotes)
    Exp: 2021-04-30→ Common Stock (27,076 underlying)
21 APRIL FUND LTD
10% OwnerOther
Transactions
  • Other

    9.0% Senior Convertible Notes due 2021

    2018-11-01+141,076→ 3,276,076 total(indirect: See footnotes)
    Exp: 2021-04-30→ Common Stock (27,076 underlying)
Footnotes (7)
  • [F1]See Exhibit 99.1.
  • [F2]See Exhibit 99.1.
  • [F3]See Exhibit 99.1.
  • [F4]See Exhibit 99.1.
  • [F5]See Exhibit 99.1.
  • [F6]See Exhibit 99.1.
  • [F7]See Exhibit 99.1.

Documents

2 files

Issuer

ARADIGM CORP

CIK 0001013238

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001325447

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 1:52 PM ET
Size
19.0 KB
View on SEC.gov