4//SEC Filing
Murray James Michael 4
Accession 0001567619-18-006541
CIK 0001290677other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 3:48 PM ET
Size
15.1 KB
Accession
0001567619-18-006541
Insider Transaction Report
Form 4
Murray James Michael
Senior Vice President, Busines
Transactions
- Exercise/Conversion
Common Stock
2018-11-14$3.83/sh+1,400$5,362→ 33,646 total - Sale
Common Stock
2018-11-14$32.99/sh−700$23,093→ 32,946 total - Sale
Common Stock
2018-11-14$33.97/sh−300$10,191→ 32,646 total - Exercise/Conversion
Options (2011)
2018-11-14−1,400→ 39,491 totalExercise: $3.83Exp: 2021-08-25→ Common Stock (1,400 underlying)
Holdings
- 7,500
Options (2018)
Exercise: $21.21Exp: 2028-03-07→ Common Stock (7,500 underlying) - 6,000
Options (2017)
Exercise: $15.41Exp: 2027-05-17→ Common Stock (6,000 underlying) - 29,731
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (29,731 underlying)
Footnotes (8)
- [F1]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F3]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F4]The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.
- [F5]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- [F6]Granted pursuant to the issuer's 2006 Equity Incentive Plan.
- [F7]Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $32.70 to $33.17. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F8]Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $33.70 to $34.39. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001660136
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 3:48 PM ET
- Size
- 15.1 KB