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LAKE SHORE BANCORP, INC.·4

Dec 18, 5:59 PM ET

Reininga Daniel P 4

4 · LAKE SHORE BANCORP, INC. · Filed Dec 18, 2018

Insider Transaction Report

Form 4
Period: 2018-12-15
LAKE SHORE BANCORP, INC.LSBK
Reininga Daniel P
Director
Transactions
  • Award

    Common Stock

    2018-12-15+3,338→ 35,307 total
Holdings

  • Common Stock

    (indirect: By Children)
    2,600

  • Stock Options (Right to Buy)

    Exercise: $14.38Exp: 2026-10-21→ Common Stock (30,800 underlying)
    30,800

  • Common Stock

    (indirect: By GH Graf Realty Corp.)
    6,000

  • Common Stock

    (indirect: By Spouse)
    900

  • Common Stock

    (indirect: By ESOP)
    3,553

  • Common Stock

    (indirect: By Trust)
    17,000

  • Stock Options (Right to Buy)

    Exercise: $7.88Exp: 2020-01-26→ Common Stock (17,773 underlying)
    17,773
Footnotes (5)
  • [F1]On January 20, 2016, the reporting person was granted 3,338 shares of restricted stock which vest on December 15, 2018, subject to certain performance criteria. The performance criteria were met, resulting in the vesting of 3,338 shares of restricted stock.
  • [F2]Includes 3,570 shares of restricted stock which will vest on August 12, 2019.
  • [F3]These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
  • [F4]Stock options vest at a rate of 20% per year commencing on October 21, 2017.
  • [F5]Options are fully vested

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4