4//SEC Filing
Southwell Gavin 4
Accession 0001567619-19-000355
CIK 0001561387other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:20 PM ET
Size
11.3 KB
Accession
0001567619-19-000355
Insider Transaction Report
Form 4
Southwell Gavin
President and CEO
Transactions
- Tax Payment
Class A Common Stock
2019-01-02$26.16/sh−26,085$682,384→ 615,873 total - Award
Class A Common Stock
2019-01-02+250,000→ 641,958 total
Holdings
- 20,000
Stock Appreciation Rights
Exercise: $6.10Exp: 2023-04-26→ Class A Common Stock (20,000 underlying) - 100,000
Stock Appreciation Rights
Exercise: $10.30Exp: 2023-11-15→ Class A Common Stock (100,000 underlying) - 33,333
Stock Appreciation Rights
Exercise: $5.96Exp: 2023-09-06→ Class A Common Stock (33,333 underlying)
Footnotes (5)
- [F1]These restricted shares were granted under the Issuer's Long-Term Incentive Plan, as amended ("Plan"), and are scheduled to vest as to 20% of the granted shares on the date of the filing of the Issuer's Annual Report on Form 10-K for each of the fiscal years ended December 31, 2019 through December 31, 2023, subject to the Issuer achieving certain Adjusted EBITDA targets for each of those years as specified in the applicable grant agreement.
- [F2]Represents withholding of shares by Issuer to satisfy tax liability of Reporting Person incident to vesting of restricted stock.
- [F3]These stock-settled stock appreciation rights were granted under the Plan and vest 50% on the first anniversary of grant date and 50% on the second anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F4]These stock-settled stock appreciation rights were granted under the Plan and vest 25% on the first anniversary of grant date, 25% on the second anniversary of grant date, and 50% on the third anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F5]These stock-settled stock appreciation rights were granted under the Plan and vest 25% on each of the first four anniversaries of the date of grant, subject to the terms of the Plan and an award agreement under the Plan.
Documents
Issuer
Health Insurance Innovations, Inc.
CIK 0001561387
Entity typeother
Related Parties
1- filerCIK 0001678010
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:20 PM ET
- Size
- 11.3 KB