Home/Filings/3/0001567619-19-000977
3//SEC Filing

Titan Advisors, LLC 3

Accession 0001567619-19-000977

CIK 0001668370other

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 5:01 PM ET

Size

8.8 KB

Accession

0001567619-19-000977

Insider Transaction Report

Form 3
Period: 2018-12-31
Holdings
  • Series B Warrants

    (indirect: See footnote)
    Exercise: $5.50Exp: 2019-11-13Common Stock (925,000 underlying)
  • Class A common stock, $0.0001 par value per share

    (indirect: See Footnote)
    1,416,743
  • Series A Warrants

    (indirect: See footnote)
    Exercise: $5.50Exp: 2023-11-13Common Stock (925,000 underlying)
Holdings
  • Class A common stock, $0.0001 par value per share

    (indirect: See Footnote)
    1,416,743
  • Series A Warrants

    (indirect: See footnote)
    Exercise: $5.50Exp: 2023-11-13Common Stock (925,000 underlying)
  • Series B Warrants

    (indirect: See footnote)
    Exercise: $5.50Exp: 2019-11-13Common Stock (925,000 underlying)
Footnotes (2)
  • [F1]The shares of Class A common stock and options reported herein are held of record by HSPL Holdings , LLC. Titan Advisors, LLC is the Manager of HSPL Holdings, LLC. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock, except to the extent of its pecuniary interest therein, and this shall not be deemed to be an admission that HSPL is a beneficial owner of such shares of Common Stock.
  • [F2]The warrants are currently exercisable but each Reporting Person may not exercise due to a beneficial ownership limitation of 9.99% and such shares underlying the warrants are not counted for purposes of beneficial ownership to the extent that the beneficial ownership limitation is applicable.

Documents

1 file

Issuer

Toughbuilt Industries, Inc

CIK 0001668370

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001676319

Filing Metadata

Form type
3
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 5:01 PM ET
Size
8.8 KB