4//SEC Filing
SANGSTER GORDON 4
Accession 0001567619-19-001794
CIK 0001200375other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 6:00 PM ET
Size
14.3 KB
Accession
0001567619-19-001794
Insider Transaction Report
Form 4
CODEXIS INCCDXS
SANGSTER GORDON
SVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2019-01-25$3.39/sh+40,000$135,600→ 174,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-01-24+35,000→ 98,000 totalExercise: $3.39Exp: 2025-02-10→ Common Stock (35,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-01-25+40,000→ 58,000 totalExercise: $3.39Exp: 2025-02-10→ Common Stock (40,000 underlying) - Exercise/Conversion
Common Stock
2019-01-24$3.39/sh+35,000$118,650→ 169,453 total - Sale
Common Stock
2019-01-24$16.74/sh−35,000$585,942→ 134,453 total - Sale
Common Stock
2019-01-25$17.11/sh−40,000$684,236→ 134,453 total
Footnotes (4)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.
- [F2]This transaction was executed in multiple trades in prices ranging from $16.46 to $16.88, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $16.81 to $17.24, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]Option vests with respect to 25% of the shares subject on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001243383
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 6:00 PM ET
- Size
- 14.3 KB