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4//SEC Filing

SANGSTER GORDON 4

Accession 0001567619-19-005298

CIK 0001200375other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 8:07 PM ET

Size

8.1 KB

Accession

0001567619-19-005298

Insider Transaction Report

Form 4
Period: 2019-02-20
SANGSTER GORDON
SVP & Chief Financial Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2019-02-20+25,00025,000 total
    Exercise: $21.80Exp: 2029-02-20Common Stock (25,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2019-02-20+112,100112,100 total
    Exercise: $8.95Exp: 2028-02-20Common Stock (112,100 underlying)
Footnotes (2)
  • [F1]On February 20, 2018, the issuer granted the reporting person an option that commences vesting in respect of a number of shares of the issuer's common stock determined based on the satisfaction of certain performance criteria for the fiscal year ended December 31, 2018 with any remaining shares forfeited. On February 20, 2019, the compensation committee of the issuer's board of directors certified achievement of the performance criteria at 118% of the target level, which will result in the vesting of the option with respect to 56,050 shares on March 5, 2019 and 56,050 shares on March 5, 2020, in each case subject to the reporting person's continued service to the issuer through such vesting date.
  • [F2]Option vests with respect to 25% of the shares subject thereto on February 20, 2020, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 20, 2023.

Documents

1 file

Issuer

CODEXIS INC

CIK 0001200375

Entity typeother

Related Parties

1
  • filerCIK 0001243383

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 8:07 PM ET
Size
8.1 KB