PALMER JOHN W 4
4 · BankFinancial CORP · Filed Mar 1, 2019
Insider Transaction Report
Form 4
PALMER JOHN W
Director
Transactions
- Disposition to Issuer
Common Stock
2019-02-27$15.36/sh−105,000$1,612,800→ 146,545 total(indirect: By Goodbody/PL Capital, L.P.) - Disposition to Issuer
Common Stock
2019-02-27$15.36/sh−149,000$2,288,640→ 205,575 total(indirect: By Financial Edge-Strategic Fund, L.P.) - Disposition to Issuer
Common Stock
2019-02-27$15.36/sh−65,000$998,400→ 94,488 total(indirect: By PL Capital/Focused Fund, L.P.) - Disposition to Issuer
Common Stock
2019-02-27$15.36/sh−381,000$5,852,160→ 528,581 total(indirect: By Financial Edge Fund, L.P.)
Holdings
- 9,360
Common Stock
- 0(indirect: By Albernet OU)
Common Stock
Footnotes (6)
- [F1]Shares previously held by Albernet OU were transferred into Financial Edge Fund, L.P. in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- [F2]Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- [F4]Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- [F5]PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F6]Albernet OU is an Estonian company. PL Capital Advisors, LLC had certain discretionary authority over the shares of the reported securities held by Albernet OU prior to the transfer exempt pursuant to Rule 16a-13. Mr. Palmer is the holder of a 50% interest in PL Capital Advisors, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any.