4//SEC Filing
JAMES THOMAS L. 4
Accession 0001567619-19-006022
CIK 0001347858other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:39 PM ET
Size
11.3 KB
Accession
0001567619-19-006022
Insider Transaction Report
Form 4
JAMES THOMAS L.
VP, General Counsel & Sec'y.
Transactions
- Award
Common Stock
2019-02-28$2.41/sh+78,000$187,980→ 128,000 total
Holdings
- 136,170
Stock Option Grant
Exercise: $0.95Exp: 2026-03-04→ Common Stock (136,170 underlying) - 117,146
Stock Option (Right to Buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying) - 197,568
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (197.568 underlying) - 124,000
Stock Option Grant (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying) - 300,000
Options to Purchase Common Stock
Exercise: $2.61From: 2017-05-01Exp: 2024-05-27→ Common Stock (300,000 underlying)
Footnotes (4)
- [F1]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F2]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F3]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- [F4]Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeother
Related Parties
1- filerCIK 0001608342
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 4:39 PM ET
- Size
- 11.3 KB