JAMES THOMAS L. 4
4 · 22nd Century Group, Inc. · Filed Mar 4, 2019
Insider Transaction Report
Form 4
JAMES THOMAS L.
VP, General Counsel & Sec'y.
Transactions
- Award
Common Stock
2019-02-28$2.41/sh+78,000$187,980→ 128,000 total
Holdings
- 136,170
Stock Option Grant
Exercise: $0.95Exp: 2026-03-04→ Common Stock (136,170 underlying) - 117,146
Stock Option (Right to Buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying) - 197,568
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (197.568 underlying) - 124,000
Stock Option Grant (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying) - 300,000
Options to Purchase Common Stock
Exercise: $2.61From: 2017-05-01Exp: 2024-05-27→ Common Stock (300,000 underlying)
Footnotes (4)
- [F1]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F2]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F3]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- [F4]Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company.