Metro SPV LLC 4
4 · Affinion Group Holdings, Inc. · Filed Mar 4, 2019
Insider Transaction Report
Form 4
Metro SPV LLC
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
Footnotes (2)
- [F1]This Form 4 is being filed jointly pursuant to Rule 16a-1(a)(3) and Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") to report the beneficial ownership of Metro SPV LLC (the "SPV"), ICG Strategic Secondaries II GP LP (the "Secondaries Fund GP"), ICG Strategic Equity Associates II LLC ("Equity Associates"), Intermediate Capital Group, Inc. ("ICG, Inc."), ICG FMC Limited ("ICG FMC") and Intermediate Capital Group plc ("ICG plc") (together, the "Reporting Persons").
- [F2]The reported securities may be deemed to be owned directly by the SPV and indirectly by (a) the Secondaries Fund GP as the managing member of the SPV, (b) Equity Associates as the general partner of the Secondaries Fund GP, (c) ICG, Inc. as the sole managing member of Equity Associates, (d) ICG FMC as ICG, Inc. is its wholly-owned subsidiary and (e) ICG plc as ICG FMC is its wholly-owned subsidiary.