4//SEC Filing
Metro SPV LLC 4
Accession 0001567619-19-006079
CIK 0001404624other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:38 PM ET
Size
16.3 KB
Accession
0001567619-19-006079
Insider Transaction Report
Form 4
Metro SPV LLC
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
ICG Strategic Secondaries II GP LP
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
Intermediate Capital Group, Inc.
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
ICG FMC Ltd
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
Intermediate Capital Group plc
10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
Transactions
- Exercise of In-Money
Warrant (right to buy)
2019-02-28$0.01/sh+735,657$7,357→ 694,269 totalExercise: $0.01From: 2017-05-10Exp: 2022-11-10→ Common Stock (735,657 underlying)
Footnotes (2)
- [F1]This Form 4 is being filed jointly pursuant to Rule 16a-1(a)(3) and Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") to report the beneficial ownership of Metro SPV LLC (the "SPV"), ICG Strategic Secondaries II GP LP (the "Secondaries Fund GP"), ICG Strategic Equity Associates II LLC ("Equity Associates"), Intermediate Capital Group, Inc. ("ICG, Inc."), ICG FMC Limited ("ICG FMC") and Intermediate Capital Group plc ("ICG plc") (together, the "Reporting Persons").
- [F2]The reported securities may be deemed to be owned directly by the SPV and indirectly by (a) the Secondaries Fund GP as the managing member of the SPV, (b) Equity Associates as the general partner of the Secondaries Fund GP, (c) ICG, Inc. as the sole managing member of Equity Associates, (d) ICG FMC as ICG, Inc. is its wholly-owned subsidiary and (e) ICG plc as ICG FMC is its wholly-owned subsidiary.
Documents
Issuer
Affinion Group Holdings, Inc.
CIK 0001404624
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001704963
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:38 PM ET
- Size
- 16.3 KB