Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate 4
4 · US XPRESS ENTERPRISES INC · Filed Mar 18, 2019
Insider Transaction Report
Form 4
Pate Lisa M
DirectorChief Administrative Officer10% OwnerOther
Transactions
- Exercise/Conversion
Class B Common Stock
2019-03-14+19,997→ 242,219 total - Exercise/Conversion
Restricted Stock Units
2019-03-14−19,997→ 100,006 total→ Class B Common Stock (19,997 underlying)
Holdings
- 150,005(indirect: Managing General Partner)
Class B Common Stock
- 2,583,914(indirect: By Trust)
Class B Common Stock
- 109,375
Class A Common Stock
Footnotes (5)
- [F1]Restricted Stock Units ("RSUs") convert into Class B Common Stock on a one-for-one basis.
- [F2]Shares held by Ms. Pate.
- [F3]Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee.
- [F4]Shares held by Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.
- [F5]The remaining RSUs will vest in five approximately equal installments on each of March 14, 2020, 2021, 2022, 2023, and 2024, subject to continuous employment through each respective vesting date and certain other termination and forfeiture conditions.