4//SEC Filing
SANGSTER GORDON 4
Accession 0001567619-19-007501
CIK 0001200375other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 6:25 PM ET
Size
14.3 KB
Accession
0001567619-19-007501
Insider Transaction Report
Form 4
CODEXIS INCCDXS
SANGSTER GORDON
SVP & Chief Financial Officer
Transactions
- Sale
Common Stock
2019-03-20$20.85/sh−40,000$834,012→ 134,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-03-21+40,000→ 83,000 totalExercise: $4.10Exp: 2026-02-18→ Common Stock (40,000 underlying) - Sale
Common Stock
2019-03-21$20.91/sh−40,000$836,204→ 134,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-03-20+40,000→ 18,000 totalExercise: $3.39Exp: 2025-02-10→ Common Stock (40,000 underlying) - Exercise/Conversion
Common Stock
2019-03-20$3.39/sh+40,000$135,600→ 174,453 total - Exercise/Conversion
Common Stock
2019-03-21$4.10/sh+40,000$164,000→ 174,453 total
Footnotes (5)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 28, 2018.
- [F2]This transaction was executed in multiple trades in prices ranging from $20.53 to $21.13, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $20.73 to $21.24, inclusive. The price report in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]Option is fully vested and exercisable.
- [F5]Option currently vests monthly, such that the option will be fully vested and exercisable on February 19, 2020.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001243383
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 6:25 PM ET
- Size
- 14.3 KB