Tonna Paul Jude 4

Accession 0001567619-19-007603

CIK 0001505497other

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 7:39 PM ET

Size

33.2 KB

Accession

0001567619-19-007603

Form 4

Period: 2019-03-25

Director

Transactions

Disposition to Issuer
Option
2019-03-25−15,000→ 0 total
Exercise: $4.70Exp: 2024-06-27→ Common Stock (15,000 underlying)
Award
Option
2019-03-25+64,000→ 64,000 total
Exercise: $0.75Exp: 2026-06-10→ Common Stock (64,000 underlying)
Award
Stock Option
2019-03-25+125,000→ 125,000 total
Exercise: $0.75Exp: 2027-06-23→ Common Stock (125,000 underlying)
Award
Stock Option
2019-03-25+75,000→ 75,000 total
Exercise: $0.75Exp: 2028-10-29→ Common Stock (75,000 underlying)
Award
Option
2019-03-25+60,000→ 60,000 total
Exercise: $0.75Exp: 2025-09-04→ Common Stock (60,000 underlying)
Disposition to Issuer
Stock Option
2019-03-25−125,000→ 0 total
Exercise: $3.35Exp: 2027-06-23→ Common Stock (125,000 underlying)
Disposition to Issuer
Option
2019-03-25−25,000→ 0 total
Exercise: $4.70Exp: 2024-10-23→ Common Stock (25,000 underlying)
Award
Option
2019-03-25+25,000→ 25,000 total
Exercise: $0.75Exp: 2024-10-23→ Common Stock (25,000 underlying)
Disposition to Issuer
Option
2019-03-25−60,000→ 0 total
Exercise: $4.70Exp: 2025-09-04→ Common Stock (60,000 underlying)
Award
Option
2019-03-25+15,000→ 15,000 total
Exercise: $0.75Exp: 2024-06-27→ Common Stock (15,000 underlying)
Disposition to Issuer
Option
2019-03-25−64,000→ 0 total
Exercise: $3.73Exp: 2026-06-10→ Common Stock (64,000 underlying)
Disposition to Issuer
Stock Option
2019-03-25−75,000→ 0 total
Exercise: $1.23Exp: 2028-10-29→ Common Stock (75,000 underlying)

Holdings

Warrant
Exercise: $15.00From: 2014-08-01Exp: 2019-07-31→ Common Stock (100 underlying)
100
Common Stock
36,000
Warrant
Exercise: $15.00From: 2014-08-01Exp: 2019-07-11→ Common Stock (1,400 underlying)
1,400
Warrant
Exercise: $4.00From: 2017-03-01Exp: 2022-03-01→ Common Stock (30,000 underlying)
30,000

Footnotes (8)

[F1]The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.
[F2]Owned jointly with wife.
[F3]The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.
[F4]The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
[F5]The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.
[F6]The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.
[F7]The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.
[F8]The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Documents

1 file

BioRestorative Therapies, Inc.

CIK 0001505497

Entity typeother