Hershberger Michael D 4

4 · Health Insurance Innovations, Inc. · Filed Apr 2, 2019

Form 4

Period: 2019-03-29

Chief Financial Officer

Transactions

Holdings

Stock Appreciation Rights
Exercise: $10.45Exp: 2021-05-21→ Common Stock (10,000 underlying)
10,000
Stock Appreciation Rights
Exercise: $5.20Exp: 2023-09-16→ Common Stock (40,972 underlying)
40,972
Stock Appr;eciation Rights
Exercise: $4.95Exp: 2022-07-01→ Common Stock (15,000 underlying)
15,000
Stock Appreciation Rights
Exercise: $4.99Exp: 2022-09-16→ Common Stock (22,500 underlying)
22,500

Footnotes (5)

[F1]Represents grant of restricted shares pursuant to the terms of a Performance Share and Restricted Stock Award Agreement. 50% of the restricted shares will vest on January 1, 2020 and 50% will vest on January 1, 2021.
[F2]These stock-settled stock appreciation rights were granted on May 21, 2014 under the Long Term Incentive Plan of Health Insurance Innovations, Inc. (the "Plan") and vest 20% on the first three anniversaries of grant date and 40% on the fourth anniversary, subject to the terms of the Plan and an award agreement under the Plan.
[F3]These stock-settled stock appreciation rights were granted on July 1, 2015 under the Plan and vest 25% on the first and second anniversaries of grant date and 50% on the third anniversary, subject to the terms of the Plan and an award agreement under the Plan.
[F4]These stock-settled stock appreciation rights were granted on September 16, 2015 under the Plan and vest 25% on the first and second anniversaries of grant date and 50% on the third anniversary, subject to the terms of the Plan and an award agreement under the Plan.
[F5]These stock-settled stock appreciation rights were granted on September 16, 2016 under the Plan and vest 25% on the first and second anniversaries of grant date and 50% on the third anniversary, subject to the terms of the Plan and an award agreement under the Plan.

Documents

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