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First Eagle Investment Management, LLC 4

Accession 0001567619-19-009760

CIK 0001013238other

View on SEC.gov Company Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 4:30 PM ET

Size

18.7 KB

Accession

0001567619-19-009760

Insider Transaction Report

Form 4

Period: 2019-05-01

ARADIGM CORPARDM

21 APRIL FUND LP

10% OwnerOther

Transactions

Other
9.0% Senior Convertible Notes due 2021
2019-05-01+85,997→ 3,362,072 total(indirect: See footnotes)
Exp: 2021-04-30→ Common Stock (16,505 underlying)

Arnhold & S. Bleichroeder Advisers, LLC

10% Owner

Transactions

Other
9.0% Senior Convertible Notes due 2021
2019-05-01+85,997→ 3,362,072 total(indirect: See footnotes)
Exp: 2021-04-30→ Common Stock (16,505 underlying)

21 APRIL FUND LTD

10% OwnerOther

Transactions

Other
9.0% Senior Convertible Notes due 2021
2019-05-01+85,997→ 3,362,072 total(indirect: See footnotes)
Exp: 2021-04-30→ Common Stock (16,505 underlying)

First Eagle Value in Biotechnology Master Fund, Ltd.

10% Owner

Transactions

Other
9.0% Senior Convertible Notes due 2021
2019-05-01+85,997→ 3,362,072 total(indirect: See footnotes)
Exp: 2021-04-30→ Common Stock (16,505 underlying)

Footnotes (7)

[F1]See Exhibit 99.1.
[F2]See Exhibit 99.1.
[F3]See Exhibit 99.1.
[F4]See Exhibit 99.1.
[F5]See Exhibit 99.1.
[F6]See Exhibit 99.1.
[F7]See Exhibit 99.1.

Documents

2 files

Issuer

ARADIGM CORP

CIK 0001013238

Entity typeother

IncorporatedDE

Related Parties

1

filerCIK 0001325447

Filing Metadata

Form type: 4
Filed: May 2, 8:00 PM ET
Accepted: May 3, 4:30 PM ET
Size: 18.7 KB

View on SEC.gov