4//SEC Filing
Reilly Thomas 4
Accession 0001567619-19-013636
CIK 0001535379other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 6:12 AM ET
Size
24.9 KB
Accession
0001567619-19-013636
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Reilly Thomas
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2019-06-15+25,875→ 1,771,332 total - Tax Payment
Common Stock
2019-06-15$5.29/sh−54,727$289,506→ 1,801,108 total - Exercise/Conversion
Restricted Stock Units (RSU)
2019-06-15−16,667→ 50,000 total→ Common Stock (16,667 underlying) - Exercise/Conversion
Common Stock
2019-06-15+16,667→ 1,787,999 total - Exercise/Conversion
Common Stock
2019-06-15+28,461→ 1,855,835 total - Exercise/Conversion
Restricted Stock Units (RSU)
2019-06-15−18,750→ 131,250 total→ Common Stock (18,750 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)
2019-06-15−28,461→ 398,452 total→ Common Stock (28,461 underlying) - Exercise/Conversion
Common Stock
2019-06-15+18,750→ 1,806,749 total - Exercise/Conversion
Common Stock
2019-06-15+20,625→ 1,827,374 total - Exercise/Conversion
Restricted Stock Units (RSU)
2019-06-15−25,875→ 0 total→ Common Stock (25,875 underlying) - Exercise/Conversion
Restricted Stock Units (RSU)
2019-06-15−20,625→ 226,875 total→ Common Stock (20,625 underlying)
Footnotes (11)
- [F1]Vesting and release of RSUs granted to the reporting person on March 26, 2015.
- [F10]The RSUs will vest as to 1/16th of the total number of shares on June 15, 2018 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
- [F11]The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
- [F2]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F3]Vesting and release of RSUs granted to the reporting person on March 17, 2016.
- [F4]Vesting and release of RSUs granted to the reporting person on March 8, 2017.
- [F5]Vesting and release of RSUs granted to the reporting person on March 23, 2018.
- [F6]Vesting and release of RSUs granted to the reporting person on February 12, 2019.
- [F7]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F8]The stock option is fully vested and immediately exercisable.
- [F9]The RSUs vested as to 1/12th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/12th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001424858
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 6:12 AM ET
- Size
- 24.9 KB