4//SEC Filing
JAMES THOMAS L. 4
Accession 0001567619-19-013691
CIK 0001347858other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 4:47 PM ET
Size
11.4 KB
Accession
0001567619-19-013691
Insider Transaction Report
Form 4
JAMES THOMAS L.
VP, General Counsel & Sec'y.
Transactions
- Sale
Common Stock
2019-06-17$2.11/sh−48,000$101,198→ 80,000 total
Holdings
- 117,146
Stock Option (Right to Buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (117,146 underlying) - 136,170
Stock Option Grant
Exercise: $0.95Exp: 2026-03-04→ Common Stock (136,170 underlying) - 197,568
Stock Option (right to buy)
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (197.568 underlying) - 300,000
Options to Purchase Common Stock
Exercise: $2.61From: 2017-05-01Exp: 2024-05-27→ Common Stock (300,000 underlying) - 124,000
Stock Option Grant (Right to Buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (124,000 underlying)
Footnotes (4)
- [F1]Includes 78,000 restricted stock units that vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company.
- [F2]Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- [F3]Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- [F4]Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeother
Related Parties
1- filerCIK 0001608342
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 4:47 PM ET
- Size
- 11.4 KB