4//SEC Filing
ICAHN PARTNERS MASTER FUND LP 4
Accession 0001567619-19-015811
CIK 0001535379other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:04 PM ET
Size
18.4 KB
Accession
0001567619-19-015811
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
ICAHN PARTNERS MASTER FUND LP
10% Owner
Transactions
- Other
Forward contract (obligation to purchase)
2019-08-02+1→ 1 total(indirect: please see footnotes)From: 2019-08-02Exp: 2021-07-22→ Common Stock, par value $0.005 per share ("Shares" (1,648,299 underlying) - Other
Forward contract (obligation to purchase)
2019-08-05+1→ 1 total(indirect: please see footnotes)From: 2019-08-05Exp: 2021-07-22→ Shares (3,273,035 underlying)
ICAHN CARL C
10% Owner
Transactions
- Other
Forward contract (obligation to purchase)
2019-08-02+1→ 1 total(indirect: please see footnotes)From: 2019-08-02Exp: 2021-07-22→ Common Stock, par value $0.005 per share ("Shares" (1,648,299 underlying) - Other
Forward contract (obligation to purchase)
2019-08-05+1→ 1 total(indirect: please see footnotes)From: 2019-08-05Exp: 2021-07-22→ Shares (3,273,035 underlying)
HIGH RIVER LIMITED PARTNERSHIP
10% Owner
Transactions
- Other
Forward contract (obligation to purchase)
2019-08-02+1→ 1 total(indirect: please see footnotes)From: 2019-08-02Exp: 2021-07-22→ Common Stock, par value $0.005 per share ("Shares" (1,648,299 underlying) - Other
Forward contract (obligation to purchase)
2019-08-05+1→ 1 total(indirect: please see footnotes)From: 2019-08-05Exp: 2021-07-22→ Shares (3,273,035 underlying)
ICAHN PARTNERS LP
10% Owner
Transactions
- Other
Forward contract (obligation to purchase)
2019-08-02+1→ 1 total(indirect: please see footnotes)From: 2019-08-02Exp: 2021-07-22→ Common Stock, par value $0.005 per share ("Shares" (1,648,299 underlying) - Other
Forward contract (obligation to purchase)
2019-08-05+1→ 1 total(indirect: please see footnotes)From: 2019-08-05Exp: 2021-07-22→ Shares (3,273,035 underlying)
Footnotes (7)
- [F1]On August 2, 2019, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 329,660 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 771,105 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 547,534 Shares, in each case at a forward price of $5.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $1.54 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on July 22, 2021.
- [F2]On August 5, 2019, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 654,607 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 1,531,188 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 1,087,240 Shares, in each case at a forward price of $5.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $1.50 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on July 22, 2021.
- [F3]The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.
- [F4]Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
- [F5]Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- [F6]Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- [F7]Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001322827
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:04 PM ET
- Size
- 18.4 KB