4//SEC Filing
Reilly Thomas 4
Accession 0001567619-19-015821
CIK 0001535379other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 8:59 PM ET
Size
27.0 KB
Accession
0001567619-19-015821
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Reilly Thomas
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2019-07-31+50,000→ 1,852,314 total - Exercise/Conversion
Common Stock
2019-07-31+131,250→ 1,983,564 total - Exercise/Conversion
Common Stock
2019-07-31+226,875→ 2,210,439 total - Other
Common Stock
2019-08-01$5.10/sh+1,781,957$9,087,981→ 8,114,577 total - Exercise/Conversion
Restricted Stock Units
2019-07-31−50,000→ 0 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-07-31−226,875→ 0 total→ Common Stock (226,875 underlying) - Other
Common Stock
2019-08-01$3.21/sh−7,304,755$23,448,264→ 809,822 total - Exercise/Conversion
Restricted Stock Units
2019-07-31−398,452→ 0 total→ Common Stock (398,452 underlying) - Other
Common Stock
2019-08-01$5.21/sh+4,123,640$21,484,164→ 6,332,620 total - Exercise/Conversion
Common Stock
2019-07-31+398,452→ 2,608,891 total - Tax Payment
Common Stock
2019-07-31$6.00/sh−399,911$2,399,466→ 2,208,980 total - Exercise/Conversion
Restricted Stock Units
2019-07-31−131,250→ 0 total→ Common Stock (131,250 underlying) - Award
Employee Stock Option (Right to Buy)
2019-08-01+7,304,755→ 7,304,755 totalExercise: $3.21Exp: 2023-06-27→ Common Stock (7,304,755 underlying)
Footnotes (6)
- [F1]Accelerated vesting and release of the restricted stock Units ("RSUs") pursuant to the acceleration provisions of the reporting person's Executive Transition Agreement dated June 5, 2019.
- [F2]Includes 1,206 shares acquired under the Issuer's employee stock purchase plan on June 20, 2019.
- [F3]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the reporting person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the settlement of vested RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F4]Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F5]Exempt pursuant to Section 16b-3(d)-(e). On July 31, 2019, the Compensation Committee of the Board of Directors of the Issuer approved the rescission of the reporting person's prior stock option exercises on June 6, 2019 and June 7, 2019 of his non-qualified stock option, dated June 28, 2013, and on August 1, 2019, subject to repayment to the Issuer of all related tax withholding amounts. On August 1, 2019 the reporting person repaid the Issuer all related tax withholding amounts. This Form 4 is being filed solely to report that the reporting person still beneficially owns the option.
- [F6]The stock option is fully vested and immediately exercisable.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001424858
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 8:59 PM ET
- Size
- 27.0 KB