4//SEC Filing
BERGREEN ZACK B 4
Accession 0001567619-19-021191
CIK 0000945989other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:08 PM ET
Size
11.7 KB
Accession
0001567619-19-021191
Insider Transaction Report
Form 4
BERGREEN ZACK B
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2019-11-12+826,446→ 2,992,287 total - Other
Common Stock
2019-11-12+797,448→ 2,992,287 total - Other
Convertible Preferred Stock-Series A
2019-11-12−826,446→ 0 totalFrom: 2008-09-24→ Astea International Common Stock (826,446 underlying) - Other
Convertible Preferred Stock - Series B
2019-11-12−797,448→ 0 totalFrom: 2014-06-20→ Astea International Common Stock (797,448 underlying)
Footnotes (6)
- [F1]Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series A Convertible Preferred Stock into common stock pursuant to the terms of the September 24, 2008 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis.
- [F2]Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series B Convertible Preferred Stock into common stock pursuant to the terms of the June 20, 2014 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis.
- [F3]Disposition of Series A-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1.
- [F4]Disposition of Series B-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1.
- [F5]No expiration date of this Series A Convertible Preferred Stock pursuant to the terms of the September 24, 2008 preferred stock agreement.
- [F6]No expiration date of this Series B Convertible Preferred Stock pursuant to the terms of the June 20, 2014 preferred stock agreement.
Documents
Issuer
ASTEA INTERNATIONAL INC
CIK 0000945989
Entity typeother
IncorporatedPA
Related Parties
1- filerCIK 0001008396
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:08 PM ET
- Size
- 11.7 KB