4//SEC Filing
Kasriel Stephane 4
Accession 0001567619-19-022040
CIK 0001627475other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:39 PM ET
Size
9.9 KB
Accession
0001567619-19-022040
Insider Transaction Report
Form 4
Upwork Inc.UPWK
Kasriel Stephane
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock
2019-11-19$3.04/sh+60,000$182,400→ 265,181 total - Sale
Common Stock
2019-11-19$11.70/sh−60,000$702,294→ 205,181 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-11-19−60,000→ 337,289 totalExercise: $3.04Exp: 2022-06-24→ Common Stock (60,000 underlying)
Holdings
- 18,152
Common Stock
Footnotes (5)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- [F2]Includes 275 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.86 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Held directly by the Reporting Person as custodian for his children.
- [F5]The stock option is fully vested and immediately exercisable.
Documents
Issuer
Upwork Inc.
CIK 0001627475
Entity typeother
Related Parties
1- filerCIK 0001753417
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:39 PM ET
- Size
- 9.9 KB