Pollock James M 4
4 · USA TECHNOLOGIES INC · Filed Dec 9, 2019
Insider Transaction Report
Form 4
Pollock James M
Chief Compliance Officer
Transactions
- Purchase
Common Stock
2019-12-04$6.91/sh+2,173$15,015→ 2,173 total
Holdings
- 15,000
Qualified Stock Option (Right to Buy)
Exercise: $6.28Exp: 2026-11-22→ Common Stock (15,000 underlying) - 20,000
Qualified Stock Option (Right to Buy)
Exercise: $3.88Exp: 2026-03-23→ Common Stock (20,000 underlying) - 5,760
Qualified Stock Option (Right to Buy)
Exercise: $7.43Exp: 2026-10-07→ Common Stock (5,760 underlying)
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $6.88 to $6.91. The price set forth above reflects the weighted-average price per share. Mr. Pollock hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The stock options vest as follows: 5,000 on 11/22/20, 5,000 on 11/22/21, and 5,000 on 11/22/22.
- [F3]The stock options vest as follows: 1,920 upon issuance, 1,920 on 6/30/20, and 1,920 on 6/30/21.
- [F4]The stock options vest as follows: 6,667 on 3/23/20, 6,667 on 3/23/21, and 6,666 on 3/23/22.