4//SEC Filing
Southwell Gavin 4
Accession 0001567619-20-000358
CIK 0001561387other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:31 PM ET
Size
9.5 KB
Accession
0001567619-20-000358
Insider Transaction Report
Form 4
Southwell Gavin
President and CEO
Transactions
- Tax Payment
Class A Common Stock
2020-01-01$19.29/sh−52,038$1,003,813→ 574,146 total
Holdings
- 100,000
Stock Appreciation Rights
Exercise: $10.30Exp: 2023-11-15→ Class A Common Stock (100,000 underlying) - 20,000
Stock Appreciation Rights
Exercise: $6.10Exp: 2023-04-26→ Class A Common Stock (20,000 underlying) - 33,333
Stock Appreciation Rights
Exercise: $5.96Exp: 2023-09-06→ Class A Common Stock (33,333 underlying)
Footnotes (4)
- [F1]Represents withholding of shares by Issuer to satisfy tax liability of Reporting Person incident to vesting of restricted stock.
- [F2]These stock-settled stock appreciation rights were granted on April 26, 2016 under the Long Term Incentive Plan of Health Insurance Innovations, Inc. (the "Plan") and vest 50% on the first anniversary of grant date and 50% on the second anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F3]These stock-settled stock appreciation rights were granted on September 6, 2016 under the Plan and vest 25% on the first anniversary of grant date, 25% on the second anniversary of grant date, and 50% on the third anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F4]These stock-settled stock appreciation rights were granted on November 15, 2016 under the Plan and vest 25% on each of the first four anniversaries of the date of grant, subject to the terms of the Plan and award agreement under the Plan.
Documents
Issuer
Health Insurance Innovations, Inc.
CIK 0001561387
Entity typeother
Related Parties
1- filerCIK 0001678010
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:31 PM ET
- Size
- 9.5 KB