Southwell Gavin 4
4 · Health Insurance Innovations, Inc. · Filed Jan 3, 2020
Insider Transaction Report
Form 4
Southwell Gavin
President and CEO
Transactions
- Tax Payment
Class A Common Stock
2020-01-01$19.29/sh−52,038$1,003,813→ 574,146 total
Holdings
- 100,000
Stock Appreciation Rights
Exercise: $10.30Exp: 2023-11-15→ Class A Common Stock (100,000 underlying) - 20,000
Stock Appreciation Rights
Exercise: $6.10Exp: 2023-04-26→ Class A Common Stock (20,000 underlying) - 33,333
Stock Appreciation Rights
Exercise: $5.96Exp: 2023-09-06→ Class A Common Stock (33,333 underlying)
Footnotes (4)
- [F1]Represents withholding of shares by Issuer to satisfy tax liability of Reporting Person incident to vesting of restricted stock.
- [F2]These stock-settled stock appreciation rights were granted on April 26, 2016 under the Long Term Incentive Plan of Health Insurance Innovations, Inc. (the "Plan") and vest 50% on the first anniversary of grant date and 50% on the second anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F3]These stock-settled stock appreciation rights were granted on September 6, 2016 under the Plan and vest 25% on the first anniversary of grant date, 25% on the second anniversary of grant date, and 50% on the third anniversary of grant date, subject to the terms of the Plan and an award agreement under the Plan.
- [F4]These stock-settled stock appreciation rights were granted on November 15, 2016 under the Plan and vest 25% on each of the first four anniversaries of the date of grant, subject to the terms of the Plan and award agreement under the Plan.