Home/Filings/4/A/0001567619-20-001510
4/A//SEC Filing

Jones Andrew R 4/A

Accession 0001567619-20-001510

CIK 0001527541other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 4:28 PM ET

Size

20.4 KB

Accession

0001567619-20-001510

Insider Transaction Report

Form 4/AAmended
Period: 2019-12-26
Transactions
  • Sale

    Common Stock

    2019-12-27$1.89/sh3,185$6,020341,358 total(indirect: Held in managed funds)
  • Sale

    Common Stock

    2019-12-26$1.95/sh541$1,055344,543 total(indirect: Held in managed funds)
Holdings
  • Series B Convertible Preferred Stock

    (indirect: Held in managed funds)
    Exercise: $40.00Common Stock (28,334 underlying)
    45,335
  • Series D Cumulative Convertible Preferred Stock

    (indirect: Held in managed funds)
    Exercise: $16.96Common Stock (31,840 underlying)
    21,600
  • Common Stock

    36,108
  • Common Stock

    (indirect: By IRA)
    12,464
  • Series B. Convertible Preferred Stock

    Exercise: $40.00Common Stock (1,313 underlying)
    2,100
Footnotes (4)
  • [F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
  • [F2]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
  • [F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
  • [F4]The share amount originally reported was incorrect.

Issuer

Wheeler Real Estate Investment Trust, Inc.

CIK 0001527541

Entity typeother

Related Parties

1
  • filerCIK 0001392977

Filing Metadata

Form type
4/A
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 4:28 PM ET
Size
20.4 KB