Jones Andrew R 4/A
4/A · Wheeler Real Estate Investment Trust, Inc. · Filed Jan 24, 2020
Insider Transaction Report
Form 4/AAmended
Jones Andrew R
Director
Transactions
- Sale
Common Stock
2019-12-27$1.89/sh−3,185$6,020→ 341,358 total(indirect: Held in managed funds) - Sale
Common Stock
2019-12-26$1.95/sh−541$1,055→ 344,543 total(indirect: Held in managed funds)
Holdings
- 45,335(indirect: Held in managed funds)
Series B Convertible Preferred Stock
Exercise: $40.00→ Common Stock (28,334 underlying) - 21,600(indirect: Held in managed funds)
Series D Cumulative Convertible Preferred Stock
Exercise: $16.96→ Common Stock (31,840 underlying) - 36,108
Common Stock
- 12,464(indirect: By IRA)
Common Stock
- 2,100
Series B. Convertible Preferred Stock
Exercise: $40.00→ Common Stock (1,313 underlying)
Footnotes (4)
- [F1]These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- [F2]Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- [F3]Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
- [F4]The share amount originally reported was incorrect.