BERKSHIRE HILLS BANCORP INC·4

Jan 31, 3:18 PM ET

Massad Pamela 4

4 · BERKSHIRE HILLS BANCORP INC · Filed Jan 31, 2020

Insider Transaction Report

Form 4
Period: 2020-01-30
Transactions
  • Award

    Common Stock

    2020-01-30+1,7191,719 total(indirect: By Stock Award III)
Holdings
  • Common Stock

    78,369
  • Common Stock

    (indirect: By Stock Award I)
    310
  • Common Stock

    (indirect: By Stock Award II)
    1,075
  • Common Stock

    (indirect: By Estate)
    4,278,744
  • Series B Non-Voting Preferred Stock

    (indirect: By Estate)
    260,907
Footnotes (5)
  • [F1]Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
  • [F2]Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
  • [F3]Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2018 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2021.
  • [F4]The Series B Non-Voting Preferred Stock may only be converted into Common Stock or disposed of by the Reporting Person under certain limited circumstances set forth in the Amended and Restated Shareholder Agreement attached to the Reporting Person's Schedule 13-D/A filed on January 22, 2020, and does not carry any voting rights.
  • [F5]Since the reporting person's last report, 310 shares previously held through Stock Award I and 538 shares previously held through Stock Award II have vested and are now owned directly.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4