SIROVICH MATTHEW 4
4 · PAVmed Inc. · Filed Feb 3, 2020
Insider Transaction Report
Form 4
PAVmed Inc.PAVM
SIROVICH MATTHEW
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2020-01-30$0.01/sh+1,199,383$11,994→ 1,938,297 total - Exercise of In-Money
Series S Warrants (right to buy)
2020-01-30−1,199,383→ 0 totalExercise: $0.01Exp: 2032-06-30→ Common Stock (1,199,383 underlying)
Holdings
- 1,414,904(indirect: See Footnote)
Common Stock
- 792,000(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Securities of PAVmed Inc. (the "Issuer") acquired as a result of the exercise of Series S Warrants of the Issuer.
- [F2]The Series S Warrants were subject to a limitation on exercise such that they could not be exercised if following such exercise Mr. Sirovich would beneficially own greater than 4.75% of the outstanding shares of the Issuer's common stock. Such limitation on exercise was lifted on January 23, 2019.
- [F3]Securities of the Issuer held directly by The Boomer Fund, L.P. ("Boomer"). Mr. Sirovich is the general partner of Boomer and may be deemed to beneficially own the securities of the Issuer held by Boomer.
- [F4]Securities of the Issuer held directly by the Sirovich Family Charitable Foundation (the "Sirovich Foundation"). Matthew Sirovich is a Director and President of the Sirovich Foundation and may be deemed to beneficially own the securities of the Issuer held by the Sirovich Foundation.