Frantz Leroy Scott 4
4 · Oxford Lane Capital Corp. · Filed Feb 10, 2020
Insider Transaction Report
Form 4
Frantz Leroy Scott
10% Owner
Transactions
- Purchase
6.25% Series 2027 Preferred Stock
2020-02-06$25.00/sh+400,000$10,000,000→ 400,000 total
Holdings
- 11,750(indirect: By Trust)
6.75 Series 2024 Term Preferred Stock
- 437,622
7.50 Series 2023 Term Preferred Stock
- 200,000
6.75 Series 2024 Term Preferred Stock
- 1,012
Common Stock
Footnotes (1)
- [F1]Reflects shares held by the Trust under agreement dated 7/10/58 for the benefit of L. Scott Frantz. Mr. Frantz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.