4//SEC Filing
Hudson David T 4
Accession 0001567619-20-004519
CIK 0000072903other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:19 PM ET
Size
14.4 KB
Accession
0001567619-20-004519
Insider Transaction Report
Form 4
Hudson David T
President & CEO, SPS
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-02-18−1,185.101→ 0 total→ Common Stock (1,185.101 underlying) - Award
Common Stock
2020-02-18+1,803.321→ 12,617.009 total - Exercise/Conversion
Common Stock
2020-02-18+1,185.101→ 13,802.11 total - Tax Payment
Common Stock
2020-02-18$70.26/sh−1,189.422$83,569→ 12,612.688 total - Award
Phantom Stock
2020-02-18$70.26/sh+2,197$154,361→ 18,946.463 totalExercise: $0.00→ Common Stock (2,197 underlying)
Holdings
- 694.617(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]The amount also includes 282.275 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
- [F2]Restricted stock units are settled in common stock on a one-for-one basis.
- [F3]Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
- [F4]Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.
- [F5]Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,084 units.
- [F6]Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.
- [F7]Each share of phantom stock represents the right to receive the cash value of one share of common stock.
- [F8]Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.
- [F9]The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.
Documents
Issuer
XCEL ENERGY INC
CIK 0000072903
Entity typeother
Related Parties
1- filerCIK 0001595056
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 7:19 PM ET
- Size
- 14.4 KB