BORIN MARK C 4
4 · PENTAIR plc · Filed Feb 25, 2020
Insider Transaction Report
Form 4
PENTAIR plcPNR
BORIN MARK C
CAO, Controller
Transactions
- Exercise/Conversion
Common Shares
2020-02-21$33.72/sh+15,184$512,004→ 45,834 total - Tax Payment
Common Shares
2020-02-21$44.56/sh−2,979$132,744→ 69,414 total - Sale
Common Shares
2020-02-21$44.73/sh−24,538$1,097,592→ 31,659 total - Exercise/Conversion
Common Shares
2020-02-21$32.83/sh+26,559$871,932→ 72,393 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-21−26,559→ 0 totalExercise: $32.83Exp: 2026-01-04→ Common Shares (26,559 underlying) - Sale
Common Shares
2020-02-21$44.67/sh−13,217$590,390→ 56,197 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-21−15,184→ 0 totalExercise: $33.72Exp: 2023-01-02→ Common Shares (15,184 underlying)
Holdings
- 13,267.76(indirect: Plan Agent)
Common Shares - Deferral Plan
- 681.47(indirect: Plan Agent)
Common Shares - ESOP
Footnotes (5)
- [F1]Shares delivered to pay option exercise price applicable to the exercise of stock options and shares withheld to pay taxes applicable to the exercise of stock options.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $44.62 to $44.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $44.71 to $44.775. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F4]End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- [F5]This option is presently exercisable in full.