PENTAIR plc·4

Feb 25, 4:25 PM ET

BORIN MARK C 4

4 · PENTAIR plc · Filed Feb 25, 2020

Insider Transaction Report

Form 4
Period: 2020-02-21
BORIN MARK C
CAO, Controller
Transactions
  • Exercise/Conversion

    Common Shares

    2020-02-21$33.72/sh+15,184$512,00445,834 total
  • Tax Payment

    Common Shares

    2020-02-21$44.56/sh2,979$132,74469,414 total
  • Sale

    Common Shares

    2020-02-21$44.73/sh24,538$1,097,59231,659 total
  • Exercise/Conversion

    Common Shares

    2020-02-21$32.83/sh+26,559$871,93272,393 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2020-02-2126,5590 total
    Exercise: $32.83Exp: 2026-01-04Common Shares (26,559 underlying)
  • Sale

    Common Shares

    2020-02-21$44.67/sh13,217$590,39056,197 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2020-02-2115,1840 total
    Exercise: $33.72Exp: 2023-01-02Common Shares (15,184 underlying)
Holdings
  • Common Shares - Deferral Plan

    (indirect: Plan Agent)
    13,267.76
  • Common Shares - ESOP

    (indirect: Plan Agent)
    681.47
Footnotes (5)
  • [F1]Shares delivered to pay option exercise price applicable to the exercise of stock options and shares withheld to pay taxes applicable to the exercise of stock options.
  • [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $44.62 to $44.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  • [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $44.71 to $44.775. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  • [F4]End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
  • [F5]This option is presently exercisable in full.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4